Controllers - Internal Control Reporting and Analysis SOX - Associate - Bengaluru

    • Bangalore, India

The Internal Control Reporting and Analysis (ICRA) Team facilitates the firm's quarterly self-assessment and certification process globally. The primary mission of the ICRA Team is to prepare an auditable evaluation of the firm's internal control infrastructure, processes and policies to support senior management's certification as required under Section 404 of the Sarbanes-Oxley Act.



  • Facilitate management's assessment of the design and operational effectiveness of internal controls over financial reporting
  • Coordinate the identification and documentation of risks and key controls in all significant product lines and regions
  • Review, risk rank, and opine on issues raised through the self-assessment process in conjunction with the appropriate subject matter experts
  • Monitor firm-wide control remediation initiatives
  • Assist in the coordination of the external audit
  • Contribute to acquisition due diligence and integration project management

  • Overall lead the team for all team responsibilities
  • Coordinating with assessors and certifiers on the completion of quarterly assessments and certifications
  • Coordinating and leading issue review meetings for new issues raised during the quarterly assessment process
  • Review of quarterly certification materials for various Divisions' Certifications and Firm wide Review Committee
  • Partner with other firm risk and control disciplines (e.g., Internal Audit, Operational Risk, Fed Reporting, CCAR)
  • Work with key project managers throughout the firm to identify changes to risks/controls and ensure organizational changes are accurately reported as they relate to quarterly certification
  • Overall project management of the quarterly assessment and certification process which involves a high level of communication and coordination with individuals across the firm
  • Assist in the development of strategic ICRA tools and convergence reports
  • Support production of ICRA automated reporting and dashboards
  • Liaison with regulators during exams and determine impact of any findings to the firm's internal controls over financial reporting
  • Coordination with a global stakeholders across regions
  • Assist in helping to build the technology strategy of the team, including project management

  • Highly motivated and possess strong analytical and intellectual abilities
  • Strong verbal and written communication skills
  • Excellent interpersonal and communication skills with the ability to clearly articulate ideas
  • Demonstrates ability to establish strong working relationships with clients and management
  • Proactive, with the ability to respond creatively in a fast-paced, and continually changing environment
  • Strong excel and powerpoint skills is a must
  • CA/CPA and/or CISA
  • 1-2 years' experience in internal audit, Sox or any Risk &Control profile is a plus



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