Compliance, Regulatory Affairs, Analyst/Associate

    • London, United Kingdom



GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

RESPONSIBILITIES AND QUALIFICATIONS

HOW YOU WILL FULFILL YOUR POTENTIAL

  • You will operate across regulatory programme workstreams to help facilitate and deliver solutions that meet the quality criteria established by Compliance Management
  • Provide analytical, documentary support to compliance project managers and other members of Compliance
  • Support and participate in working groups for solutions development and implementation of regulatory change
  • Assist in adherence to/ implementation of Compliance Programme Management tools to be leveraged by divisional compliance Examples include:
  • Requirements and design documentation standards
  • Client Engagement requirement definition and doc mentation standards
  • Testing approach and documentation standards
  • Firmwide project management regulatory traceability framework (blueprint)


SKILLS AND EXPERIENCE
  • Compliance experience or experience of delivering strategic projects / change management
  • Ability to handle multiple tasks simultaneously and work under pressure
  • Excellent communication skills both written and oral
  • Good interpersonal skills, a team player who is able to prioritize in a fast moving, high pressure, changing environment
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment
  • An individual who has been able to demonstrate the following skillsets in their current and/or previous roles:
    - Relationships - Successfully building impactful working relationships
    - Excellence - Strive for both proactive and reactive excellence
    - Ask Questions - speaks up and asks probing questions
    - Creativity - looks for solutions to issues and problems; and holds oneself accountable and is able to step up to challenges

PREFERRED QUALIFICATIONS
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
  • Keen to learn new information, adopt new skills and have the ability to identify and make improvements to systems and processes


ABOUT GOLDMAN SACHS

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers .

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https:// www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity


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