Compliance, GS Asset Management, Sr. Associate/Vice President

Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. From global financial centers to important developing markets, Global Compliance professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. Global Compliance is organized broadly into divisional compliance groups and centralized compliance groups. This position sits in divisional compliance with Goldman Sachs Asset Management (GSAM) Compliance.

GSAM delivers innovative investment solutions through a global, multi-product platform that offers clients the advantages that come with working with a large firm, while maintaining the benefits of a boutique. GSAM is one of the preeminent investment management organizations globally.

GSAM Compliance is seeking a Senior Associate/Vice President to join our New York team. The primary responsibility of the Senior Associate/Vice President will be to provide investment management compliance oversight to ensure conformance with US regulatory requirements as well as firm policies and procedures. He/she will conduct marketing material reviews and investment manager due diligence, and provide compliance training. The individual will work closely with members of the GSAM investment, operational, and risk management teams. He/she will also interact with other control and support areas (i.e., Controllers, Legal, Tax, etc).

Basic Qualifications• BA/BS

  • Coursework or experience related to legal, regulatory or business topics
  • Experience related to private equity and/or hedge funds preferred (but not required)
  • 3-5 years relevant experience
  • Strong written, communication and presentation skills
  • Ability to handle multiple priorities and a large workload
  • Must be a self starter and able to work independently
  • Must be organized

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet. © The Goldman Sachs Group, Inc., 2015. All rights reserved.

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