Compliance, GS Asset Management, Sr. Analyst/Associate - Salt Lake City

Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. From global financial centers to important developing markets, Global Compliance professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. Global Compliance is organized broadly into divisional compliance groups and centralized compliance groups. This position sits in divisional compliance with Goldman Sachs Asset Management (GSAM) Compliance.

GSAM delivers innovative investment solutions through a global, multi-product platform that offers clients the advantages that come with working with a large firm, while maintaining the benefits of a boutique. GSAM is one of the preeminent investment management organizations globally.

GSAM Compliance is seeking a senior analyst/associate to join our Salt Lake City team. The primary responsibility of the senior analyst/associate will be to help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures. The individual will work closely with members of the GSAM distribution, product, and marketing teams. He/she will also interact with other control and support areas (i.e., Controllers, Legal, Tax, etc).

Basic Qualifications• BA/BS

  • Coursework or experience related to legal, regulatory or business topics preferred (but not required)
  • 2-5 years relevant experience
  • Must have strong interpersonal, communication, written and presentation skills as well as the ability to handle multiple priorities
  • Must be a self starter and ability to work independently
  • Must be organized
  • Familiarity with SEC and FINRA rules preferred (but not required)

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet. © The Goldman Sachs Group, Inc., 2015. All rights reserved.

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