Senior Compliance Manager

Senior Compliance Manager, London

 

Job Summary

GLG seeks an experienced professional for the role of Senior Compliance Manager in our London office.  The Senior Compliance Manager will be a key member of the legal/compliance team, will oversee key aspects of GLG’s compliance program, and will be responsible for implementing policies, best practices, and internal and external compliance engagement.  The Senior Compliance Manager will work extensively with members of the Legal & Compliance teams at GLG and must be able to build strong relationships with staff of the various business units to manage compliance issues both within and external to the company.  The role will frequently interact with clients to help answer inquiries and provide support for client compliance protocols.  Internal stakeholders will interact with the Senior Compliance Manager on a daily basis on the implementation of GLG’s industry-leading compliance policies.  The candidate may have direct reports, and will be expected to provide guidance to other staff in daily activities as needed.

 

 

An ideal candidate will have the following:

  • An undergraduate degree in Law, Accounting, Finance, Business, Economics or other related field. Preference will be given to candidates with a compliance or legal background but such degree is not required.
  • A minimum of 3 years experience in a compliance role and/or the securities industry.
  • Series of progressive roles in operations or compliance and a proven track record of success in compliance area.
  • Some management experience.

 

 

About GLG / Gerson Lehrman Group

GLG is the world’s leading membership for professional learning. Business leaders, investors, consultants, social entrepreneurs, and other top professionals rely on GLG to learn in short- and long-term engagements from more than 500,000 members and other experts. Clients partner with GLG to address their most complex strategic challenges, make better business decisions, and advance their careers through conversations, mentorships, small group meetings, surveys, and other interactions—all within a rigorous compliance framework. Headquartered in New York City, GLG’s 1,400 employees work from offices in 12 countries. 

GLG does not allow employees to trade public equities or debt.  All prospective new hires are required to undergo a background check.

We believe strongly in our mission - and values-driven culture. Our core values drive our success. They are: learning & curiosity, responsibility, courage, judgment, fresh perspective, service, and integrity.

 

To learn more, visit www.GLG.it.



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