Investment Operations Securities Specialist

Job Details:
The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison between City National Bank and SEI Private Trust Company for such transactions as Corporate Actions, Mutual Fund Trades, Trust Settlements and Asset transfers.

Basic Qualifications:

  • Minimum 4 years of securities experience, preferably in trust securities.
  • Minimum 4 years of experience with procedures, practices and regulations governing trust-securities operations. 
  • High School degree

Skills and Knowledge:
  • Requires interpretation and analysis in understanding the nature of reorganizations and identifying Corporate Actions affecting customer accounts and in understanding the terms and negotiability of trade settlement confirmations. 
  • Ability to perform research and analysis of data related to the preparation of accounting and tax reporting entries, and interest/dividend payments as well as in encouraging resolutions of failed trade securities. 
  • Ability to deal with Investment Managers and brokers in difficult situations. 
  • Ability to interpret documentation written in a legal context
  • Thorough understanding of and experience, using procedures, practices and regulations governing trust-securities operations. 
  • Computer systems experience preferred. 
  • Lead position experience preferred.
  • Excellent verbal/written communication skills. 
  • Extreme flexibility, ability to handle a large volume of work which includes multiple tasks while maintaining accuracy.

Represents basic qualifications for the position. To be considered for this position you must at least meet the basic qualifications.

Equal Opportunity/Affirmative Action Employer, Minorities/Females/Individuals with Disabilities/Veterans

Note: This preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

Note: Candidates should be advised that City National Bank does not pay interviewee travel expenses or relocation expenses for candidates who are hired unless previously agreed.



Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled
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