Sr. Risk Associate - Business Risk Office

NYC 299 Park Avenue (22957), United States of America, New York, New York

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Sr. Risk Associate - Business Risk Office

As a Senior Associate in Capital One's Commercial Business Risk Office (CBRO) you'll be a part of the team that leads risk reporting for the entire Commercial Bank. Responsibilities held in the risk reporting role include development and dissemination of risk metrics to senior leadership, development of risk management based digital solutions, and automation of key reporting needed throughout the Commercial Bank.

Broader departmental functions within the CBRO organization include: operational risk framework, information security, policies and procedures, training and awareness, process identification and standards, control monitoring and testing, issue and event management, business continuity management, third party management, risk identification, assessment, mitigation and reporting. The CBRO team interacts with internal and external partners for Audit and credit reviews, regulatory exams and compliance assessments and is the point of contact for all second line operational risk management including business continuity, third party management, information security, access management, model governance, SOX and Basel II readiness.

As a Senior Associate on the CBRO Reporting Team, your role will include development of automated reporting solutions, identifying areas of opportunity to help simplify the way we work, preparing monthly and quarterly reporting for senior leadership, and establishing and growing partnerships across CBRO.


  • Develop and support non-credit risk reporting processes for internal customers across the Commercial Bank (including reports developed for executive level and business leaders)
  • Identify areas where the Commercial Business Risk Office has opportunities to improve in efficiency/process automation and implement solutions
  • Monitor and maintain the quality of customer and non-customer data housed in several systems of record
  • Create dashboards and visualizations of data using a variety of digital solutions

Basic Qualifications
  • Bachelor's Degree or Military Experience
  • At least 1 year of experience in financial services
  • Experience with SQL, Microsoft Excel, and Microsoft PowerPoint

Preferred Qualifications
  • At least 2 Years of experience in Commercial Banking or Financial Services
  • Experience in providing reporting solutions for senior leadership level
  • Experience with Python
  • Experience utilizing the Agile Methodology

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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