Sr. Manager - Data Transformation, Enterprise Services Risk

McLean 1 (19050), United States of America, McLean, Virginia

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Sr. Manager - Data Transformation, Enterprise Services Risk

Senior Manager- Data Transformation

Enterprise Services Risk

As a Senior Manager in Enterprise Services Risk, you will be responsible for providing advice and guidance to business partners across the enterprise. You will act as a thought leader working across the enterprise to develop and implement cutting edge risk management solutions to support Data Transformation Program to ensure Capital One's continued stability and success. You will be expected to drive organizational change to better manage risk in an open, collaborative environment where new ideas and solutions are both welcomed and rewarded.

In this role, you will apply your problem solving, collaboration and communication skills to provide advice to Data Transformation Program, the Lines of Business (LOBs), second and third lines of business partners. You will set, drive and enhance methodologies and processes to support the effective assessment of Information Technology General Controls (ITGC) for the enterprise by creating a right framework by which others are able to own and mitigate risk.

Additional responsibilities include:

  • Supporting, partnering and interacting with internal business clients;
  • Effectively challenging our 1st line of defense business partners and collaborating effectively with 2nd line of defense (Compliance, Legal, Enterprise Risk Management, Operational Risk Management, Sarbanes Oxley (SOX), Cyber Risk Management, etc.) and 3rd line of defense (Audit and Credit Review);
  • Developing strategic risk management solutions to support enterprise initiatives (Data Transformation, Machine Learning, Microservices, APIs, Dev-Ops, etc.)
  • Supporting internal business partners to develop and implement effective tactical risk management solutions
  • Supporting audits, credit reviews, and regulatory exams of our business partners' organizations, as applicable;
  • Analyzing information to proactively identify risks, trends, and process improvements; supports reporting on risk topics to management;
  • Staying current on the changing regulatory environment and understand the impacts to your businesses;
  • Providing oversight and guidance during risk/controls assessments (New Product, Marketing, and Initiative Governance (NPMIG), Risk and Control Self-Assessments (RCSAs), Technology Risk Controls Continuous Monitoring and Testing Team (CCM), etc.); and
  • Participating in risk/controls forums and contributing to continuous improvement of risk management practices.

Candidate Profile:

The ideal candidate must have excellent organizational, leadership and communication skills. Qualified candidates will have significant experience dealing with regulators and/or auditors, preferably in the financial services industry. Candidates should also have experience interacting with and influencing senior executives in business or government. The role demands a client-focused individual who thrives in a fast-paced, dynamic, and collaborative team environment. Candidates must also display strong business judgment, leadership, and integrity.

Basic Qualifications:
  • Bachelor's Degree or military experience
  • At least 5 years of compliance or risk management experience
  • At least 5 years of experience managing projects supporting senior internal clients
  • At least 2 years of experience with cloud architecture

Preferred Qualifications:
  • Bachelor's Degree, Computer Science degree or significant technology experience in financial industry
  • 5 years of experience in Risk, Controls and Issue management in financial services industry
  • CISSP, CRISC, CCSP, Cloud certification
  • Strong understanding of cloud architecture (AWS, Azure, Google, Salesforce, etc.)

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