SOX Financial Controls Manager

West Creek 3 (12073), United States of America, Richmond, Virginia

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

SOX Financial Controls Manager

Our SOX managers are masters of SOX principles with flawless understanding of the full end-to-end risk management and controls process. You will be surrounded by intellectually curious professionals every day, all with the end goal of creating a seamless, well managed client experience. Capital One can provide an environment where you can excel in your career while still maintaining a work life balance that others will desire. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company - and a great place to work.

You and Capital One - Better. Together.


  • Lead one or more lines of business through our robust approach to internal control over financial reporting including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification
  • Liaise between business process performers, risk offices, internal and external auditors and accountable executives in the SOX program
  • Advise on Data Transformation from a SOX perspective, including potential control changes that may be required as we embrace cloud capabilities to enhance our financial reporting and risk management
  • Assess process and technology change initiatives and collaborate with the various risk offices to ensure a well-controlled process
  • Monitor and advise on SOX testing by risk offices and contractors

Basic Qualifications:

- Bachelor's Degree or military experience
- At least 4 years of experience in Audit or Information Technology Controls experience

Preferred Qualifications:

- Bachelor's Degree in Accounting
- Certified Public Accountant (CPA) or Certified Information Systems Auditor (CISA) certification
- 5 years of experience in Auditing and Control Evaluation
- 2 years of experience of people management experience
- 5 years of experience in SOX controls

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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