Senior Compliance Testing Associate - Small Business Card

West Creek 3 (12073), United States of America, Richmond, Virginia

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Senior Compliance Testing Associate - Small Business Card

The Corporate Compliance team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. The role involves testing small business card transactions.


-Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements.

-Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes.

-Analyzing data from multiple sources and systematically documenting the work and results.

-Reviewing transaction tests executed by peers for accuracy and adherence to test procedures.

-Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.

-Assisting in communicating results to Compliance Officers, as needed.

-Travel: Occasional travel is possible (~5-10%) to COF sites.

Basic Qualifications:

-Associate's degree or Military experience

-At least 2 years of experience working in compliance or financial services

Preferred Qualifications:

-Bachelor's degree

-3 years of financial services or compliance experience

-Audit or exam experience

-Legal or anti-money laundering experience or investigative background

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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