Principal Risk Specialist - Capital Markets

NYC 299 Park Avenue (22957), United States of America, New York, New York

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Principal Risk Specialist - Capital Markets

Capital One, a Fortune 100 company and one of the nation's top 10 banks, is one of the largest, most analytically sophisticated Financial Services providers in the world. We offer a broad spectrum of financial products and services to consumers, small businesses and commercial clients. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company and a great place to work.

Capital One is selectively recruiting for a Principal Associate for its Debt Capital Market Risk team. This individual, along with their peers, will be responsible for ensuring the quality and robustness of the firm's oversight of their leveraged lending business. The individual will have the opportunity to work on cutting edge technology projects by creating solutions ranging from programming quantitative models, implementing ETL/data warehousing processes, creating databases, and front-end software. The role is on an exciting fast paced team sitting on Capital One's trading floor. The position requires frequent interaction with the loan syndication team and has lots of opportunity to interface with many of the firm's most senior leaders.

General Responsibilities:

  • Manage the distribution risk of the leveraged lending book
  • Generate market commentary and periodic reports measuring exposures versus limits
  • Perform analysis and render an opinion for all underwritten deals going to the Market Risk Committee
  • Engage with deal teams to understand deals and voice opinions and concerns to management
  • Manage and enhance the flow and quality of data related to the syndication business
  • Own, develop, and run models used for loan syndications including but not limited to stress testing and refinancing models
  • Build well-managed data solutions, tools, and capabilities to enable self-service frameworks for data consumers
  • Develop project plans, setting and managing expectations, and delivering timely results

Basic Qualifications:
  • Bachelor's degree
  • At least 3 years of capital markets risk management experience

Preferred Qualifications:
  • Master's Degree Engineering, or Master's Degree in Information Technology, or Master's Degree in Math, or Master's degree in Finance
  • Certified Financial Analyst (CFA), or Series 63 or Series 79
  • 4+ years of capital markets risk management experience
  • 3+ years of credit analysis or financial statement analysis
  • Knowledge of loan syndication market and processes
  • Understanding of fixed income instruments
  • Ability to effectively communicate with team members of all seniority
  • Innate curiosity and passion to learn
  • Technical Skills: C#, SQL, VBA, .NET, WPF, or Bloomberg

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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