Compliance Advisor Manager - Enterprise Services

West Creek 2 (12072), United States of America, Richmond, Virginia

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Compliance Advisor Manager - Enterprise Services

Compliance Advisor Manager - Enterprise Services

Location: McLean, VA or Richmond, VA

Our Company:

At Capital One, we march to a different beat, think big and do big things. While we may be a top-10 bank by deposits, we operate and innovate with the vigor of a start-up. Today we are a high-tech company, a scientific laboratory, and a nationally recognized brand all in one that reaches millions of consumers. We are a passionate and entrepreneurial team that embraces bold ideas, fosters collaboration, and delivers great consumer experiences. We don't just fill positions, but recruit the best and the brightest people that know how to set industry trends and wow consumers.

The Job:

Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, innovative approaches to risk management in close partnership with our business clients. Capital One is increasingly using technology to further its most dynamic, innovative products, which calls for new, creative ways for us to think about compliance and risk in a way that helps the business succeed, safely. The Compliance Advisor supporting Enterprise Services will be up for the challenge of supporting key strategic business objectives and providing Compliance guidance in a clear, solution oriented and customer-focused manner.

The Compliance Advisor Manager will support the implementation and management of a robust Risk and Compliance Management program across Enterprise Services- from Tech Delivery in the cloud and Machine Learning to Open Source projects, APIs, new and innovative product launches in our Digital Space, and much much more. The successful candidate will be self-starting and entrepreneurial, seeing beyond the present to identify tomorrow's risks, and be able to integrate themselves seamlessly into existing and emerging business lines.

Here's how you'll operate:

  • Serve as a credible business partner representing the Compliance organization to the Enterprise Services business teams
  • Maintain key relationships with business leadership as well as Legal, Technology, Cyber and other stakeholders
  • Develop approaches to support the business in a way that enables growth, profitability, and competitive success for Capital One in the face of shifting regulatory demands
  • Coordinate with cross-functional teams to accomplish shared objectives
  • Execute against the requirements of the Compliance Management Program
  • Support the management of issues with the business and risk office as they arise
  • Anticipate/identify/escalate risk scenarios early and propose potential mitigations
  • Perform risk and compliance assessments of new products, services, and/or initiatives

Basic Qualifications:
  • Bachelor's degree or equivalent military experience
  • At least 3 years of experience in Banking, or Financial Services, or Technology field

Preferred Qualifications:
  • Previous experience in Risk Management / Compliance or a related field
  • Proven track record of partnership with cross-functional colleagues to drive progress and results
  • Desire and aptitude to think strategically and innovatively and proven track record for delivering results
  • Successful track record of thriving in a fast paced, entrepreneurial and dynamic environment
  • Proven ability to communicate, collaborate and manage relationships with internal and external stakeholders at various levels in a matrix organization
  • High energy and a desire to work in a results-oriented, rapid growth environment
  • The ability to analyze, evaluate, develop and effectuate solutions to complex problems
  • Team player with creativity, resourcefulness, a passion for problem-solving, comfort with ambiguity, and strong interpersonal skills
  • Ability to prioritize among many conflicting needs, advocate a course of action, and pursue it consistently, while remaining flexible and responsive to dynamic situations
  • Excellent verbal and written communication and presentation skills

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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