Senior Business Analyst-Capital Markets

Job Summary

Our growing team is currently seeking a Senior Business Analyst to be engaged throughout the software lifecycle, including analysis, design, development support, testing, deployment, and sales. In this position, you will assist in front-line sales to major investment banks through the careful analysis of requirements and modeling of provided data. Day-to-day responsibilities will fluctuate between sales-centric support and product development, offering a wide-variety of opportunities if you have an aptitude for rapid growth.


  • You will aid in the design and rollout of new software for the Capital Markets/Trading Industry
  • Demonstrate the benefits of our software solution in sales presentations, proof of concepts and client workshops.
  • You will transform data provided by clients and prospects into organized workflows with demonstrable results.
  • Lead all aspects of presentation prep including data import, modeling, presentation creation and agenda development.
  • You'll develop a keen understanding of our solutions to intuitively find opportunities for new development.
  • Keep current with industry trends, regulations, and events.
  • You will craft requirements documents, specifications, and user guide documentation as necessary to support the development of new products and improvements. Communicate and collaborate with clients using our client portal.
  • Craft meaningful material such as product videos to spur add-on-sale interest. Organize the enhancement backlog by actively seeking client interest and design ideas.

Ideal Background:

  • You'll be experienced in the Brokerage, Clearing and Exchange Expense Management
  • Deep understanding of rate agreements across exchange, brokerage, clearing and settlement.
  • Experience handling the reconciliation of trades and expense related to post trade fees (Brokerage, exchange, clearing, settlement etc.
  • Parties (e.g. investment bank, broker/dealer, clearing houses)

Minimum Requirements:

  • Bachelor's degree in Computer Science, Management Information Systems, Finance, Accounting or a related field and 3-5 years of job-related experience or equivalent Functional Skills:
  • Hands-on experience with investment banking, securities exchange, or broker/dealer operations preferred.
  • Strong knowledge of OTC and exchange-based trading:
  • Lifecycle (e.g. execution, clearing, settlement) and P & L measurement
  • Products (e.g. equities, derivatives, fixed income & currencies)
  • Compliance regulations (e.g. Dodd-Frank, BASEL III, RDR) and infrastructure (e.g. SEF, DTCC)
  • Experience with front office and middle office platforms (e.g. OMS, risk management, cash settlement) a plus Technical Skills:
  • Proficiency in Microsoft Windows & Microsoft Excel
  • Strong knowledge of web-hosted application concepts (e.g. architecture, development)
  • Strong knowledge of the Windows operating environment (e.g. services, firewalls)
  • Working knowledge of relational databases and Microsoft SQL
  • Working knowledge of XML
  • Conceptual knowledge of Java and cloud-based technologies (helpful; not required)
  • Experience with ETL tools (e.g. Jasper ETL, Informatica) with a working knowledge of data transformation concepts
  • Experience with reporting applications (e.g. Crystal Reports, Cognos, Business Objects)
  • LI-CM1

About Us

Broadridge, a global fintech leader with over $7 billion in market capitalization, provides communications, technology, data and analytics solutions. We help drive business transformation for our clients with solutions for enriching client-engagement, navigating risk, optimizing efficiency and generating revenue growth.

Broadridge employs approximately 10,000 full-time associates globally with a significant presence in North America, Europe, and Asia. Please visit our website at to learn more.

Broadridge is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, or any other status protected by law. Click here to view the "EEO is the Law" poster.

"Our Associates Matter.

Everyone Benefits from Diversity & Inclusion.

Diverse & Inclusive Teams Drive Growth."

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