Internal Audit AML Validation Specialist

Broadridge is growing. Our team is hiring for an Internal Audit BSA/AML Validation Specialist to join our New York City Office. In this role, you will be working with Client's internal audit team to be involved in the regulatory remediation work for Anti-Money Laundering (BSA/AML) processes performed by the business units. Are you passionate about joining a dynamic team? See how you can contribute to our fast-growing organization below.

This is a temporary, contract role.

Responsibilities:

You will work closely with the internal audit team to handle validation work conducted as a part of the regulatory remediation processes
You know how to plan, conduct and report on tests of the new policies, procedures and internal controls implemented to address the regulatory issues
Be able to work within stringent deadlines and effectively communicate test results and project status.
Other duties as needed

Qualifications:

Deep understanding of BSA/AML processes - CAMS certified highly preferred
Deep understanding of audit methodology and processes, specifically of control design assessment and operational effectiveness testing -- CIA certification highly preferred
Large Bank (Tier 1) experience is a plus Big 4 Experience highly desirable
Bachelor's Degree (with major in Finance, Accounting, or Business) or equivalent experience
Between 5-15 years of compliance/regulatory or the equivalent experience
Bi-lingual (particularly Spanish) is highly desirable

*Dice_TA

Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled


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