Fiduciary Services Specialist

Broadridge's Fiduciary Services business is seeking a new Fiduciary Services Specialist (FSS).
The FSS serves as the support staff between Broadridge and our clients during the contract renewal (15c) process and creates ad hoc requests, as needed. This position must be able to understand and communicate our methodology to clients as well as support the project manager to ensure reports are created accurately and on-time.

General Responsibilities:

Supplies specialized analysis of funds and fund advice to corporate and/or institutional clients in assessment of performance of a fund manager, specifically related to Section 15(c) of the Investment Company Act of 1940
Performs due diligence, statistical analysis and documentation in support of 15(c) client needs
Implement and explain Broadridge's 15(c) methodology to both internal and external stakeholders
Assists in managing 15c projects, supporting coordination of all aspects of report creation, in order to produce in-depth reports
Supports all phases of production and packaging of 15(c) materials
Heavily influences corporate reputation as leading third-party provider of fiduciary reports in the mutual fund industry
Services as secondary contact for all internal and external inquires related to client projects
Performs quality control checks on completed projects, as needed
Perform other duties, as assigned

Key Competencies and Skills

Bachelor's degree required
Finance industry experience preferred
Proven successful project management skills
Strong written and verbal communication skills
Ability to combine information from various sources
Ability to manage projects with flexibility to handle frequently changing deadlines
Willing and able to work with a team
Ability to build and maintain strong relationships both internally and with clients
Critical thinking and problem solving skills, i.e. the ability to make decisions and assess risk
Strong organizational skills
Excel, Word required
Presentation skills preferred
Statistical skills preferred

We offer:

Full training on 15c process
Private Healthcare
Life Insurance
Commuter assistance allowance
Multisport card
Three additional days off for volunteering
No dress code zone


Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled

Meet Some of Broadridge's Employees

Michelle J.

VP Of Business Strategy & Development

Michelle plans and implements go-to-market strategies for all North American clients who collaborate with Broadridge. She also helps revolutionize the way financial communications are delivered.

Sherwin C.

Account Manager, Global Technology & Operations

Sherwin helps clients understand the Broadridge landscape in terms of what the company offers and how its solutions could benefit and be tailored to suit individual business needs.

Back to top