Derivatives & Trading Resolution Planning Consultant

Broadridge is hiring. Our team is hiring for a Derivatives & Trading Resolution Planning Specialist in our Charlotte, NC office. In this role, you will support the derivatives and trading RRP/Living will capabilities.

If you are looking to join an exciting and dynamic team as part of an integral project we would love to hear from you.

This is a temporary, Contract role.


You will produce and review appropriate files or technology outputs to ensure accuracy and alignment to RRP/Living Will needs.
Ideally you will understand the derivative trade lifecycle from Front-to-Back
Strong Knowledge of Dodd-Frank Titles 1,2, and 7.
Financial Services, Capital marketings Data RRP "Living Will" Experience and a deep understanding of Trading & Derivatives

Required Experience:

5+ years of strategic planning experience
5-10 years of experience with OTC Derivatives (especially Rates).
Experience can include trading, middle office, finance, or technology.
Minimum level of competency in Finance and Accounting concepts 10+ years
Previous experience managing large regulatory and/or transformation programs is a major plus.

Desired Qualifications:

BS/BA degree or equivalent education
Master's degree or higher in fields such as business, finance, or economics is preferred
Excellent analytical skills and be capable of building moderately complex models in Excel.
Working knowledge of other front office tools (e.g. Bloomberg, SAS, Oracle) is a plus.
Strong attention to detail and accuracy skills
Strong Communication skills including: verbal, written, and interpersonal communication skills
Ability to work in the Front Office and deliver under tight timelines
Strong computer skills, including but not limited to: SharePoint and MS Office (Word, Access, Visio, etc.)


Equal Opportunity Employer Minorities/Women/Protected Veterans/Disabled

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